About Our Firm
Westport Capital Markets, LLC is an independent financial services company operating both as an investment advisory registered with the Securities and Exchange Commission (SEC), and as an independent broker/dealer (NASD member brokerage firm). Our firm is also a member of the Municipal Securities Rulemaking Board (MSRB) and the Securities Investor Protection Corporation (SIPC). Our broker/dealer operates as a correspondent clearing client of Bear Stearns Securities Corp.
Disclosures
For Westport Capital Markets, LLC SEC Required Report on Routing
of Customer Orders, please refer to the page at the following
link:
Westport
Capital Markets, LLC SEC Rule 11Ac1-6 | SEC
Rule 606 Reports
For information concerning our privacy policy, please refer to the page at the following link: Privacy Policy
For information concerning our business continuity plan, please refer to the page at the following link: Business Continuity Plan
Westport Capital Markets, LLC
257 Riverside Avenue
Westport, CT 06880
Phone: 203.222.8933
Fax: 203.222.8898